Global Certificate in Securities: Investment Banking Regulations

-- ViewingNow

The Global Certificate in Securities: Investment Banking Regulations is a comprehensive course that equips learners with critical knowledge of the regulatory framework governing investment banking. This certification course is vital in today's financial landscape, where regulatory compliance is paramount.

4.5
Based on 3,809 reviews

7,900+

Students enrolled

GBP £ 140

GBP £ 202

Save 44% with our special offer

Start Now

이 과정에 대해

It provides learners with an in-depth understanding of various regulatory issues, including capital adequacy, market conduct, and investor protection. With the increasing demand for professionals who can navigate the complex regulatory environment, this course offers a significant advantage in career advancement. It provides learners with essential skills to ensure compliance, mitigate risks, and make informed decisions in investment banking. The course is globally recognized, enhancing the learner's credibility and employability in the competitive financial industry. By the end of the course, learners will be able to interpret and apply regulations effectively, ensuring their organization's compliance and maintaining a strong reputation in the industry. This course is not just about understanding regulations; it's about empowering learners to shape the future of investment banking.

100% 온라인

어디서든 학습

공유 가능한 인증서

LinkedIn 프로필에 추가

완료까지 2개월

주 2-3시간

언제든 시작

대기 기간 없음

과정 세부사항

• Global Securities Regulations Overview: Understanding the international framework for securities regulations, including key organizations and their roles.
• Investment Banking Regulations: An in-depth look at the regulations governing investment banking, including capital adequacy, liquidity requirements, and conduct of business rules.
• Regulatory Bodies and Compliance: Exploring the major regulatory bodies around the world and their compliance requirements.
• International Securities Offerings: Examining the process and regulations for international securities offerings, including cross-border listings and private placements.
• Securities Markets Structure: Understanding the structure of securities markets, including exchanges, alternative trading systems, and dark pools.
• Investment Company Regulations: Learning about the regulations governing investment companies, including mutual funds, ETFs, and hedge funds.
• Derivatives Regulations: Exploring the regulations governing derivatives, including OTC and exchange-traded derivatives.
• Anti-Money Laundering (AML) and Know Your Customer (KYC): Examining the regulations and best practices for AML and KYC, including customer due diligence and transaction monitoring.
• Cybersecurity and Data Privacy: Understanding the regulations and best practices for cybersecurity and data privacy in the context of securities and investment banking.

경력 경로

The Global Certificate in Securities: Investment Banking Regulations opens up diverse, rewarding roles in the UK's flourishing financial sector. This section showcases the industry's job market trends through a striking 3D pie chart. 1. Regulatory Compliance Officer: With financial institutions tightening their regulatory adherence, these professionals (35%) ensure policies align with evolving rules and regulations. 2. Investment Banker: These financial experts (25%) facilitate capital-raising activities, M&A, and financial advice, profiting from their global securities knowledge. 3. Risk Analyst: (20%) Risk Analysts evaluate potential threats to their organisation, guaranteeing robust financial strategies and bolstering the firm's security. 4. Legal Advisor: (15%) Legal Advisors offer indispensable guidance on contracts, regulations, and compliance matters, ensuring the organisation's lawful operation. 5. Financial Manager: (5%) Financial Managers oversee budgeting, financial reporting, and investment decisions, vital for a firm's financial health and growth.

입학 요건

  • 주제에 대한 기본 이해
  • 영어 언어 능숙도
  • 컴퓨터 및 인터넷 접근
  • 기본 컴퓨터 기술
  • 과정 완료에 대한 헌신

사전 공식 자격이 필요하지 않습니다. 접근성을 위해 설계된 과정.

과정 상태

이 과정은 경력 개발을 위한 실용적인 지식과 기술을 제공합니다. 그것은:

  • 인정받은 기관에 의해 인증되지 않음
  • 권한이 있는 기관에 의해 규제되지 않음
  • 공식 자격에 보완적

과정을 성공적으로 완료하면 수료 인증서를 받게 됩니다.

왜 사람들이 경력을 위해 우리를 선택하는가

리뷰 로딩 중...

자주 묻는 질문

이 과정을 다른 과정과 구별하는 것은 무엇인가요?

▼

과정을 완료하는 데 얼마나 걸리나요?

▼

WhatSupportWillIReceive

▼

IsCertificateRecognized

▼

WhatCareerOpportunities

▼

언제 코스를 시작할 수 있나요?

▼

코스 형식과 학습 접근 방식은 무엇인가요?

▼

코스 수강료

가장 인기
뚠뼸 경로: GBP £140
1개월 내 완료
가속 학습 경로
  • 죟 3-4시간
  • 쥰기 인증서 배송
  • 개방형 등록 - 언제든지 시작
Start Now
표준 모드: GBP £90
2개월 내 완료
유연한 학습 속도
  • 죟 2-3시간
  • 정기 인증서 배송
  • 개방형 등록 - 언제든지 시작
Start Now
두 계획 모두에 포함된 내용:
  • 전체 코스 접근
  • 디지털 인증서
  • 코스 자료
올인클루시브 가격 • 숨겨진 수수료나 추가 비용 없음

과정 정보 받기

상세한 코스 정보를 보내드리겠습니다

회사로 지불

이 과정의 비용을 지불하기 위해 회사를 위한 청구서를 요청하세요.

청구서로 결제

경력 인증서 획득

샘플 인증서 배경
GLOBAL CERTIFICATE IN SECURITIES: INVESTMENT BANKING REGULATIONS
에게 수여됨
학습자 이름
에서 프로그램을 완료한 사람
London School of International Business (LSIB)
수여일
05 May 2025
블록체인 ID: s-1-a-2-m-3-p-4-l-5-e
이 자격증을 LinkedIn 프로필, 이력서 또는 CV에 추가하세요. 소셜 미디어와 성과 평가에서 공유하세요.
SSB Logo

4.8
새 등록
→ 과정 보기